Stockholder Services

Email Alerts

Investor Relations Email Alerts

Transfer Agent

The common stock of Hennessy Advisors, Inc. is traded on NASDAQ under the ticker symbol HNNA.

As an individual investor, your shares may be held beneficially through your brokerage firm, by direct registration with our transfer agent, or in physical certificate form. If your shares of Hennessy Advisors, Inc. are held by a brokerage firm, please contact that firm directly with any account-related questions.

For questions related to physical certificates and directly registered shares, please contact Computershare, our transfer agent. Computershare maintains the records for our registered shareholders and can help you with a variety of shareholder-related services including:

  • Change of name or address
  • Consolidation of accounts
  • Dividend check replacement
  • Lost stock certificates
  • Transfer of stock to another person
  • Online access to your account

Computershare Shareholder Contact Information

By Telephone

Toll-free within U.S./ Canada (800) 393-5809
Outside U.S./ Canada (201) 680-6578

By Internet

By Regular Mail

P.O. Box 505000
Louisville, KY 40233-500

By Overnight Delivery

462 South 4th Street, Suite 1600
Louisville, KY 40202

To Establish or Access Your Online Account

Stock Purchase Plan

Stock Purchase and Dividend Reinvestment Plan

Computershare offers a stock purchase program that allows directly registered shareholders and interested first-time buyers to buy and sell Hennessy Advisors, Inc. common stock. The plan also features a dividend reinvestment option that allows participants to purchase additional shares of Hennessy Advisors, Inc. common stock by investing all or a portion of their cash dividends.

Completed applications should be sent to:

P.O. Box 30170
College Station, TX 77842-3170

To Establish or Access Your Online Account